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John Hurt – Risk, Audit & Compliance Executive
About John Hurt
Executive Profile
BROKER DEALER COMPLAINCE
Internal Audit
AI Governance & Emerging Risk
Consumer Compliance
CYBER RESILIENCE, CYBERSECURITY, LEADERSHIP, AND EXECUTIVE REPORTING
Gaming Casino and Hotel Audits
Risk Management
Financial Crimes & AML
Third-Party Risk
Model Risk Management
Technology Risk
Regulatory Compliance
Operational Resilience
Sarbanes-Oxley (SOX)
Control Testing and Quality Assurance
FCPA_Anti-Bribery Testing
Effective Challenge
How I Make Decisions
Report Card
Experience
Projects
Financial Crimes & Regulatory Testing
Projects - BSA/AML
Training & Achievements
Off The Leash
Videos
Family
John Hurt – Risk, Audit & Compliance Executive
About John Hurt
Executive Profile
BROKER DEALER COMPLAINCE
Internal Audit
AI Governance & Emerging Risk
Consumer Compliance
CYBER RESILIENCE, CYBERSECURITY, LEADERSHIP, AND EXECUTIVE REPORTING
Gaming Casino and Hotel Audits
Risk Management
Financial Crimes & AML
Third-Party Risk
Model Risk Management
Technology Risk
Regulatory Compliance
Operational Resilience
Sarbanes-Oxley (SOX)
Control Testing and Quality Assurance
FCPA_Anti-Bribery Testing
Effective Challenge
How I Make Decisions
Report Card
Experience
Projects
Financial Crimes & Regulatory Testing
Projects - BSA/AML
Training & Achievements
Off The Leash
Videos
Family
About John Hurt
Executive Profile
Folder: Expertise
Back
BROKER DEALER COMPLAINCE
Internal Audit
AI Governance & Emerging Risk
Consumer Compliance
CYBER RESILIENCE, CYBERSECURITY, LEADERSHIP, AND EXECUTIVE REPORTING
Gaming Casino and Hotel Audits
Risk Management
Financial Crimes & AML
Third-Party Risk
Model Risk Management
Technology Risk
Regulatory Compliance
Operational Resilience
Sarbanes-Oxley (SOX)
Control Testing and Quality Assurance
FCPA_Anti-Bribery Testing
Effective Challenge
How I Make Decisions
Report Card
Experience
Projects
Financial Crimes & Regulatory Testing
Projects - BSA/AML
Training & Achievements
Off The Leash
Videos
Family
AI Governance, Risk & Compliance Frameworks
AI Audit Checklist and Scoring Framework
AML Risk and Audit Projects
AML Risk and Audit Projects (Copy)
The Three Layers of Information Technology
Algorithmic Impact Assessments
Applying FMEA Concepts to IT Applications
Audit and Compliance Tools
Cyber Security Risks and Controls and Tools
Methodical Process for Identifying Auditable Entities
Miscellaneous Projects
Seasonal Adjustments
Six Sigma I.T. Risk Assessments
Work Breakdown Structure
Regulation O - Insider Lending
  • AI Governance, Risk & Compliance Frameworks

  • AI Audit Checklist and Scoring Framework

  • AML Risk and Audit Projects

  • AML Risk and Audit Projects (Copy)

  • The Three Layers of Information Technology

  • Algorithmic Impact Assessments

  • Applying FMEA Concepts to IT Applications

  • Audit and Compliance Tools

  • Cyber Security Risks and Controls and Tools

  • Methodical Process for Identifying Auditable Entities

  • Miscellaneous Projects

  • Seasonal Adjustments

  • Six Sigma I.T. Risk Assessments

  • Work Breakdown Structure

  • Regulation O - Insider Lending

  • Regulation W

  • Model Risk (SR 11-7)

  • FCPA / ANTI-BRIBERY TESTING

  • Third-Party Risk

  • BACKGROUND SCREENING COMPLIANCE PROGRAM